Filing Details
- Accession Number:
- 0001118417-23-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-21 19:48:02
- Reporting Period:
- 2023-02-16
- Accepted Time:
- 2023-02-21 19:48:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1118417 | Model N Inc. | MODN | Services-Computer Programming, Data Processing, Etc. (7370) | 770528806 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1758567 | Laura Selig | C/O Model N, Inc. 777 Mariners Island Boulevard, Suite 300 San Mateo CA 94404 | Chief People Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-02-16 | 310 | $35.04 | 109,251 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-02-16 | 1,852 | $35.04 | 107,436 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-02-16 | 354 | $35.04 | 107,082 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-02-16 | 512 | $35.04 | 106,570 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-02-17 | 5,188 | $35.10 | 112,013 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-02-19 | 255 | $25.97 | 112,268 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Footnotes
- All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and/or performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.
- Includes an additional 37 shares of common stock issued upon vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on December 4, 2020 in connection with the achievement of 101.1% of certain performance criteria related to the Reporting Person's PB-RSUs.
- This sale was affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2022, as amended.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.65 to $35.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Acquired under the Model N 2021 Employee Stock Purchase Plan.