Filing Details
- Accession Number:
- 0001118417-23-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-21 19:47:24
- Reporting Period:
- 2023-02-16
- Accepted Time:
- 2023-02-21 19:47:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1118417 | Model N Inc. | MODN | Services-Computer Programming, Data Processing, Etc. (7370) | 770528806 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1773390 | Christopher Lyon | C/O Model N, Inc. 777 Mariners Island Blvd, Suite 300 San Mateo CA 94404 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-02-16 | 1,571 | $35.04 | 157,517 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-16 | 698 | $35.04 | 156,819 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-16 | 2,863 | $35.04 | 154,024 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-16 | 531 | $35.04 | 153,493 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-16 | 893 | $35.04 | 152,600 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-02-19 | 759 | $25.97 | 153,359 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,473 | Indirect | Christopher J Lyon Revocable Trust |
Footnotes
- All shares reported as disposed of in this transaction were sold by the Reporting Person in order to pay the federal and state tax withholding obligations resulting from the vesting of the Reporting Person's Restricted Stock Units ("RSUs") and/or performance-based RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported in this transaction for any reason other than to cover required taxes.
- Includes an additional 68 shares of common stock issued upon vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on December 4, 2020 in connection with the achievement of 101.1% of certain performance criteria related to the Reporting Person's PB-RSUs.
- Acquired under the Model N 2021 Employee Stock Purchase Plan.
Billionaire Hedge Funds
