Home > Insider Trading > Filing (0001127602-23-006293)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1745916	Pennymac Financial Services Inc.	PFSI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1544302	Doug Jones	C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361	President & Chief Mtg Bkg Ofcr	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-02-16	15,882	$21.03	41,791	No	4	M	Direct
Common Stock	Disposition	2023-02-16	15,882	$65.96	25,909	No	4	S	Direct
Common Stock	Disposition	2023-02-16	21,440	$65.96	505,000	No	4	S	Indirect	GR Family Investments LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	GR Family Investments LLC

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonstatutory Stock Option (Right to Buy)	Disposition	2023-02-16	15,882	$0.00	15,882	$21.03

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-06-13	2023-06-12	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	30,000	Indirect	Jones A LLC
Common Stock	30,000	Indirect	Jones B LLC
Common Stock	17,477	Indirect	The Jones Family Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Nonstatutory Stock Option (Right to Buy)	$17.26	2015-02-26	2024-02-25	28,216	28,216	Direct
Common Stock	Nonstatutory Stock Option (Right to Buy)	$17.52	2016-03-03	2025-03-02	23,829	23,829	Direct
Common Stock	Nonstatutory Stock Option (Right to Buy)	$11.28	2017-03-07	2026-03-06	27,771	27,771	Direct
Common Stock	Nonstatutory Stock Option (Right to Buy)	$18.05	2018-03-06	2027-03-05	34,626	34,626	Direct
Common Stock	Nonstatutory Stock Option (Right to Buy)	$24.40	2019-03-09	2028-03-08	26,467	26,467	Direct
Common Stock	Nonstatutory Stock Option (Right to Buy)	$22.92	2020-03-15	2029-03-14	27,744	27,744	Direct
Common Stock	Nonstatutory Stock Option (Right to Buy)	$59.68	2020-12-14	2030-12-13	54,024	54,024	Direct
Common Stock	Nonstatutory Stock Option (Right to Buy)	$35.03	2021-02-26	2030-02-25	30,366	30,366	Direct
Common Stock	Nonstatutory Stock Option (Right to Buy)	$58.85	2022-02-25	2031-02-24	29,566	29,566	Direct
Common Stock	Nonstatutory Stock Option (Right to Buy)	$57.10	2023-02-23	2032-02-22	54,063	54,063	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-02-25	28,216	28,216	Direct
2025-03-02	23,829	23,829	Direct
2026-03-06	27,771	27,771	Direct
2027-03-05	34,626	34,626	Direct
2028-03-08	26,467	26,467	Direct
2029-03-14	27,744	27,744	Direct
2030-12-13	54,024	54,024	Direct
2030-02-25	30,366	30,366	Direct
2031-02-24	29,566	29,566	Direct
2032-02-22	54,063	54,063	Direct

Footnotes

The reported amount consists of 25,909 restricted stock units and 15,882 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The price reported is the weighted average price of multiple transactions ranging from $64.92 to $65.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
The price reported is the weighted average price of multiple transactions ranging from $65.92 to $66.63. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
The reported amount consists of 25,909 restricted stock units. These restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.