Filing Details
- Accession Number:
- 0000899243-23-005689
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-21 16:30:44
- Reporting Period:
- 2022-08-16
- Accepted Time:
- 2023-02-21 16:30:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1659352 | Codiak Biosciences Inc. | CDAK | Biological Products, (No Disgnostic Substances) (2836) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1828135 | Nicole Barna | C/O Codiak Biosciences, Inc. 35 Cambridgepark Drive, Suite 500 Cambridge MA 02140 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-08-16 | 3,150 | $0.00 | 11,262 | No | 4 | M | Direct | |
Common Stock | Disposition | 2022-08-17 | 984 | $2.21 | 10,278 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-02-16 | 3,150 | $0.00 | 13,428 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-02-17 | 1,274 | $0.59 | 12,154 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2022-08-16 | 3,150 | $0.00 | 3,150 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2023-02-16 | 3,150 | $0.00 | 3,150 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,450 | No | 4 | M | Direct | ||
6,300 | No | 4 | M | Direct |
Footnotes
- Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of RSUs pursuant to a "sell to cover" provision included in the RSU Agreement.
- Each RSU represents a contingent right to receive one share of common stock.
- On February 16, 2022, the reporting person was granted 12,600 RSUs, vesting in four equal installments every six months beginning on the six month anniversary of the grant date.