Filing Details
- Accession Number:
- 0000784199-23-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-21 08:33:05
- Reporting Period:
- 2023-02-17
- Accepted Time:
- 2023-02-21 08:33:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 784199 | Artivion Inc. | AORT | Surgical & Medical Instruments & Apparatus (3841) | 592417093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1371523 | Amy Horton | Artivion, Inc. 1655 Roberts Blvd, Nw Kennesaw GA 30144 | Vp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-17 | 17,713 | $10.24 | 117,663 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-17 | 15,000 | $14.08 | 102,663 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-02-17 | 3,000 | $10.24 | 105,663 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-17 | 3,000 | $14.13 | 102,663 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-17 | 363 | $13.96 | 102,300 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-02-19 | 1,107 | $13.96 | 101,193 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-02-19 | 258 | $13.96 | 100,935 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Commn Stock | Stock Options (Right to buy) | Disposition | 2023-02-17 | 17,713 | $10.24 | 17,713 | $10.24 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2023-02-17 | 3,000 | $10.24 | 3,000 | $10.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-19 | 2023-02-19 | No | 4 | M | Direct |
| 0 | 2017-02-19 | 2023-02-19 | No | 4 | M | Direct |
Footnotes
- The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 14, 2022
- Reflects weighted average price. Range of prices were between $13.79 to $15.18. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full informationregarding the number of shares sold at each separate price.
- Reflects weighted average price. Range of prices were between $13.65 to $15.18. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full informationregarding the number of shares sold at each separate price
- These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.
- Represent shares of restricted stock that were withheld for taxes on the grant vest date.
- Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017.
Billionaire Hedge Funds
