Filing Details
- Accession Number:
- 0001209191-10-045116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-03 15:41:31
- Reporting Period:
- 2010-09-01
- Filing Date:
- 2010-09-03
- Accepted Time:
- 2010-09-03 15:41:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230049 | Terry P Anderegg | 4949 West Brown Deer Rd. Milwaukee WI 53224 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-09-01 | 25,000 | $5.25 | 62,691 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-09-02 | 30,000 | $5.15 | 32,691 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 23,343 | Indirect | Self Directed IRA |
| Common Stock | 32,815 | Indirect | Held in ESOP |
| Common Stock | 32,964 | Indirect | Held in 401(k) |
| Common Stock | 3,190 | Indirect | Held in BNRP 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | $3.21 | 2011-05-08 | 165,086 | 165,086 | Direct | |
| Common Stock | Common Stock | $10.67 | 2014-05-03 | 100,111 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-05-08 | 165,086 | 165,086 | Direct |
| 2014-05-03 | 100,111 | 100,000 | Direct |
Footnotes
- Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2009.
- The number of shares is approximate because the 401(k) Plan is carried at market value rather than number of shares. The information presented is based on a Plan statement dated 12-31-2009.
- Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on a Plan statement dated 12-31-2009.
- Employee Stock Option. The option is fully vested.
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