Filing Details

Accession Number:
0001209191-11-031619
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-27 17:58:40
Reporting Period:
2011-05-26
Filing Date:
2011-05-27
Accepted Time:
2011-05-27 16:58:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1367644 Emergent Biosolutions Inc. EBS Pharmaceutical Preparations (2834) 141902018
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380185 Fuad El-Hibri 2273 Research Boulevard,
Suite 400
Rockville MD 20850
Ceo & Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-26 50,000 $25.53 1,327,963 No 4 S Direct
Common Stock Disposition 2011-05-26 27,900 $26.03 1,300,063 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,524,155 Indirect By Biovac, L.L.C
Common Stock 6,136,794 Indirect By Intervac, L.L.C
Common Stock 10,428 Indirect By Karim El-Hibri Trust
Common Stock 10,428 Indirect By Yusra El-Hibri Trust
Common Stock 10,428 Indirect By Faiza El-Hibri Trust
Common Stock 1,565,043 Indirect By BioPharm,L.L.C.
Footnotes
  1. This price is the weighted average sale price for the transactions reported on this line. The prices for the first transaction reported on May 26, 2011 range from $25.22 to $25.931. The prices for the second transaction reported on May 26, 2011 range from $26.00 to $26.188. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. El-Hibri on March 14, 2011. Mr. El-Hibri's direct holdings include restricted stock units granted under the Amended and Restated Emergent BioSolutions Inc. 2006 Stock Incentive Plan.
  3. Mr. El-Hibri holds individually and with his wife, as tenants by the entirety, an aggregate 89.2% equity interest in Biovac, L.L.C. Biovac, L.L.C. is the direct owner of 1,524,155 shares of Common Stock. Mr. El-Hibri disclaims beneficial ownership of the shares of Common Stock directly owned by Biovac, L.L.C. for purposes of Section 16, except to the extent of his pecuniary interest in 1,359,546 shares.
  4. Mr. El-Hibri holds with his wife, as tenants by the entirety, an aggregate 41.1072% equity interest in Intervac, L.L.C. Mr. El-Hibri disclaims beneficial ownership of the shares of Common Stock directly owned by Intervac, L.L.C. for purposes of Section 16, except to the extent of his pecuniary interest in 2,522,665 shares.
  5. These shares are held in a trust for the benefit of a child of the reporting person. The reporting person is trustee of this trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  6. Mr. El-Hibri is the holder of a 40.17% (567,582.3 units) equity interest in BioPharm, L.L.C. BioPharm, L.L.C. is the direct owner of 1,565,043 shares of Common Stock. Mr. El-Hibri disclaims beneficial ownership of these shares for purposes of Section 16, except to the extent of his pecuniary interest in 628,678 shares.