Filing Details

Accession Number:
0001144204-11-032973
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-27 17:57:09
Reporting Period:
2011-05-26
Filing Date:
2011-05-27
Accepted Time:
2011-05-27 16:57:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1324948 Rbc Bearings Inc ROLL Ball & Roller Bearings (3562) 954372080
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256535 J Michael Hartnett 102 Willenbrock Road
One Tribology Center
Oxford CT US 06478
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-05-26 9,105 $40.00 102,224 No 4 S Direct
Common Stock Disposition 2011-05-27 14,717 $40.28 87,507 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option for Common Stock $14.50 2006-03-29 2015-08-10 533,502 533,502 Direct
Common Stock Stock Option for Common Stock $22.66 2007-07-12 2013-07-12 40,000 40,000 Direct
Common Stock Stock Option for Common Stock $31.91 2009-02-12 2015-02-12 100,000 100,000 Direct
Common Stock Stock Option for purchase of Common Stock $20.37 2009-11-11 2015-11-11 100,000 100,000 Direct
Common Stock Option for purchase of Common Stock $22.73 2010-11-16 2016-11-16 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-08-10 533,502 533,502 Direct
2013-07-12 40,000 40,000 Direct
2015-02-12 100,000 100,000 Direct
2015-11-11 100,000 100,000 Direct
2016-11-16 100,000 100,000 Direct
Footnotes
  1. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/3 vested on 7/12/07, 1/3 vest on 7/12/08 and 1/3 vest on 7/12/09.
  2. Options to purchase shares of common stock are subject to the following vesting schedule: 1/5 vest on 2/12/09, 1/5 vest on 2/12/10, 1/5 vest on 2/12/11, 1/5 vest on 2/12/12 and 1/5 vest on 2/12/13.
  3. 10,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 lapse on 2/12/12 and 1/2 lapse on 2/12/13. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
  4. Options to purchase shares of common stock are subject to the following vesting schedule: 1/3 vested on 11/11/09, 1/3 vest on 11/11/10 and 1/3 vest on 11/11/11.
  5. 8,333 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 11/11/11. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
  6. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 11/16/2010, 1/5 vest on 11/16/2011, 1/5 vest on 11/16/2012, 1/5 vest on 11/16/2013 and 1/5 vest on 11/16/2014
  7. 16,667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 lapse on 11/16/2011 and 1/2 lapse on 11/16/2012. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events
  8. 16,667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 lapse on 4/4/2012 and 1/2 lapse on 4/4/2013. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events