Filing Details
- Accession Number:
- 0001628280-23-004038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-17 16:24:46
- Reporting Period:
- 2023-02-15
- Accepted Time:
- 2023-02-17 16:24:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1785424 | Katapult Holdings Inc. | KPLT | Services-Equipment Rental & Leasing, Nec (7359) | 842704291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1866017 | Orlando Zayas | 5204 Tennyson Parkway St. 500 Plano TX 75024-7141 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-15 | 22,961 | $0.00 | 2,898,547 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-15 | 6,830 | $0.96 | 2,891,717 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-02-15 | 17,382 | $0.96 | 2,874,335 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2023-02-15 | 22,961 | $0.00 | 22,961 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 183,688 | No | 4 | M | Direct |
Footnotes
- Restricted stock units ("RSUs") convert into shares of the Issuer's Common Stock on a one-for-one basis. The transaction represents the settlement of vested RSUs in shares of the Issuer's Common Stock.
- Shares reported were withheld for the payment of taxes associated with the quarterly vesting of 6.25% of an award of RSUs originally granted on September 9, 2021.
- This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2022.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.926 to $0.995. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- On September 9, 2021, the Reporting Person was granted RSUs, of which the remaining unvested RSUs will vest in eleven substantially equal quarterly installments, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.
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