Filing Details
- Accession Number:
- 0001459221-11-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-27 16:46:02
- Reporting Period:
- 2011-05-25
- Filing Date:
- 2011-05-27
- Accepted Time:
- 2011-05-27 15:46:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1463197 | J Patrick Griffin | 817 Maxwell Avenue Evansville IN 47711 | (See Remarks) | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-25 | 300 | $5.75 | 984,994 | No | 4 | P | Indirect | Family Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Family Limited Partnership |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 99,411 | Direct | |
| Common Stock | 1,800,000 | Indirect | Family Limited Liability Company |
Footnotes
- Mr. Patrick Griffin disclaims beneficial ownership in shares held by the family limited partnership and the family limited liability company except to the extent of his pecuniary interest therein. All shares held by the family limited partnership and the family limited liability company are also deemed to be beneficially owned by Mr. Robert Griffin, the father of Mr. Patrick Griffin which shares previously have been, and continue to be, included by Mr. Robert Griffin in his Section 16 reports.
Billionaire Hedge Funds
