Filing Details
- Accession Number:
- 0001654954-23-001857
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-17 16:04:01
- Reporting Period:
- 2023-02-16
- Accepted Time:
- 2023-02-17 16:04:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 857005 | Ptc Inc. | PTC | Services-Prepackaged Software (7372) | 042866152 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1515154 | D. Blake Moret | C/O Rockwell Automation, Inc. 1201 South Second Street Milwaukee WI 53204 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-02-16 | 3,445 | $131.66 | 7,595,199 | No | 4 | S | Indirect | By Rockwell Automation |
| Common Stock | Disposition | 2023-02-16 | 4,555 | $132.67 | 7,590,644 | No | 4 | S | Indirect | By Rockwell Automation |
| Common Stock | Acquisiton | 2023-02-16 | 2,081 | $0.00 | 14,905 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Rockwell Automation |
| No | 4 | S | Indirect | By Rockwell Automation |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2023-02-16 | 2,081 | $0.00 | 2,081 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2023-02-16 | 1,901 | $0.00 | 1,901 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 1,901 | No | 4 | A | Direct |
Footnotes
- Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022.
- This transaction was executed in multiple trades at prices ranging from $131.09 to $132.0665. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $132.1099 to $133.0993. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.
- Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- Time-based restricted stock units that vested on February 16, 2023.
- Time-based restricted stock units that vest on the earlier of the date of PTC's 2024 Annual Stockholder Meeting or March 15, 2024.
- This amount represents the total number of derivative securities beneficially owned of the class shown.
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