Filing Details
- Accession Number:
- 0001062993-23-003859
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-16 19:22:08
- Reporting Period:
- 2023-02-14
- Accepted Time:
- 2023-02-16 19:22:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1171694 | C Frank Herringer | 3000 Schwab Way Westlake TX 76262 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-14 | 14,345 | $19.21 | 19,244 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-14 | 14,345 | $0.00 | 4,899 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2023-02-14 | 14,345 | $0.00 | 166,165 | No | 5 | G | Indirect | by Trust |
| Common Stock | Disposition | 2023-02-14 | 9,139 | $80.87 | 157,026 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2023-02-14 | 14,345 | $0.00 | 14,345 | $19.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 50,625 | Indirect | by Spouse |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $80.80 to $80.945. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 20, 2014, (ii) 25% on May 20, 2015, and (iii) 50% on May 20, 2016.
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