Filing Details
- Accession Number:
- 0001062993-23-003788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-16 15:53:17
- Reporting Period:
- 2023-02-14
- Accepted Time:
- 2023-02-16 15:53:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 17843 | Carpenter Technology Corp | CRS | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 230458500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1752632 | A Elizabeth Socci | C/O Carpenter Technology Corporation 1735 Market Street, 15Th Fl Philadelphia PA 19103 | Vp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-14 | 1,326 | $36.82 | 13,081 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-02-14 | 1,155 | $39.02 | 14,236 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-02-14 | 991 | $40.43 | 15,227 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-02-14 | 2,250 | $44.13 | 17,477 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-14 | 5,722 | $50.56 | 11,755 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-14 | 1,326 | $0.00 | 1,326 | $36.82 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-14 | 1,155 | $0.00 | 1,155 | $39.02 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-14 | 991 | $0.00 | 991 | $40.43 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-14 | 2,250 | $0.00 | 2,250 | $44.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-08-03 | No | 4 | M | Direct | |
| 0 | 2026-08-01 | No | 4 | M | Direct | |
| 0 | 2027-07-31 | No | 4 | M | Direct | |
| 0 | 2029-08-15 | No | 4 | M | Direct |
Footnotes
- The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $50.40 per share to a high of $50.69 per share.
- The option vested in three equal installments on August 3, 2016, 2017 and 2018.
- The option vested in three equal installments on August 1, 2017, 2018 and 2019.
- The option vested in three equal installments on July 31, 2018, 2019 and 2020.
- The option vested in three equal installments on August 15, 2020, 2021 and 2022.
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