Filing Details
- Accession Number:
- 0001822966-23-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-15 16:20:51
- Reporting Period:
- 2023-02-13
- Accepted Time:
- 2023-02-15 16:20:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1822966 | Nuscale Power Corp | SMR | Fabricated Plate Work (Boiler Shops) (3443) | 852715384 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1911552 | Dale Atkinson | 6650 Sw Redwood Lane, Suite 210 Portland OR 97224 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-02-13 | 100,000 | $0.70 | 100,000 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-02-13 | 38,145 | $10.52 | 61,855 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2023-02-15 | 99,000 | $0.70 | 160,855 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-02-15 | 50,660 | $10.45 | 110,195 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-13 | 100,000 | $0.00 | 100,000 | $0.70 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-15 | 99,000 | $0.00 | 99,000 | $0.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
142,480 | 2024-07-18 | No | 4 | M | Direct | |
43,480 | 2024-07-18 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.33 to $10.735, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.31 to $10.54, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option became exercisable for 25% of the shares on July 1, 2015, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on July 1, 2018.