Filing Details

Accession Number:
0001225450-11-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-26 18:49:09
Reporting Period:
2011-05-25
Filing Date:
2011-05-26
Accepted Time:
2011-05-26 17:49:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1048637 M Philip Young 2735 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1225480 D Jonathan Root 2735 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1225484 C L L Viii Group Management Presidio 2735 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1316575 J Christopher Rust 2735 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1474322 M Casey Tansey 2735 Sand Hill Road
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock ($0.0001 Par Value) Acquisiton 2011-05-25 350,000 $0.00 350,000 No 4 C Indirect Directly owned by USVP VIII
Class A Common Stock ($0.0001 Par Value) Acquisiton 2011-05-25 3,378 $0.00 3,378 No 4 C Indirect Directly owned by AFF VIII
Class A Common Stock ($0.0001 Par Value) Acquisiton 2011-05-25 3,235 $0.00 7,615 No 4 C Indirect Directly owned by EP VIII-A
Class A Common Stock ($0.0001 Par Value) Acquisiton 2011-05-25 1,640 $0.00 3,860 No 4 C Indirect Directly owned by EP VIII-B
Class A Common Stock ($0.0001 Par Value) Disposition 2011-05-25 350,000 $0.00 0 No 4 J Indirect Directly owned by USVP VIII
Class A Common Stock ($0.0001 Par Value) Disposition 2011-05-25 3,378 $0.00 0 No 4 J Indirect Directly owned by AFF VIII
Class A Common Stock ($0.0001 Par Value) Disposition 2011-05-26 2,994 $8.93 4,621 No 4 S Indirect Directly owned by EP VIII-A
Class A Common Stock ($0.0001 Par Value) Disposition 2011-05-26 1,518 $8.93 2,342 No 4 S Indirect Directly owned by EP VIII-B
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect Directly owned by USVP VIII
No 4 C Indirect Directly owned by AFF VIII
No 4 C Indirect Directly owned by EP VIII-A
No 4 C Indirect Directly owned by EP VIII-B
No 4 J Indirect Directly owned by USVP VIII
No 4 J Indirect Directly owned by AFF VIII
No 4 S Indirect Directly owned by EP VIII-A
No 4 S Indirect Directly owned by EP VIII-B
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock ($0.0001 Par Value) Class B Common Stock (convertible into Class A Common Stock) Disposition 2011-05-25 350,000 $0.00 350,000 $0.00
Class A Common Stock ($0.0001 Par Value) Class B Common Stock (convertible into Class A Common Stock) Disposition 2011-05-25 3,378 $0.00 3,378 $0.00
Class A Common Stock ($0.0001 Par Value) Class B Common Stock (convertible into Class A Common Stock) Disposition 2011-05-25 3,235 $0.00 3,235 $0.00
Class A Common Stock ($0.0001 Par Value) Class B Common Stock (convertible into Class A Common Stock) Disposition 2011-05-25 1,640 $0.00 1,640 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,179,845 No 4 C Indirect
30,692 No 4 C Indirect
29,389 No 4 C Indirect
14,898 No 4 C Indirect
Footnotes
  1. At the election of the Reporting Persons, each share of Class A Common Stock, which is publicly traded stock, is issued upon conversion of one share of Class B Common Stock.
  2. Distribution in kind from partnership without consideration to its general and limited partners.
  3. Upon certain transfers and at the option of the holder, each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the Registrant's publicly traded stock registered under Section 12(b) of the Securities and Exchange Act of 1934, as amended. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock
  4. See additional Form 4 filed by Presidio Management Group VIII, LLC ("PMG VIII") for additional members of this joint filing. PMG VIII is the general partner of US Venture Partners VIII, L.P. ("USVP VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A"), USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B"), and USVP VIII Affiliates Fund, L.P. ("AFF VIII"), and Irwin Federman, Winston S. Fu, Steven M. Krausz, David E. Liddle, Jonathan D. Root, Christopher Rust, Casey M. Tansey, and Philip M. Young, the managing members of PMG VIII, may be deemed to share voting and dispositive power over the shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII. Such persons and entities disclaim beneficial ownership of shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII except to the extent of any pecuniary interest therein.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.97 to $8.92, inclusive. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4