Filing Details
- Accession Number:
- 0000104918-11-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-26 18:44:28
- Reporting Period:
- 2011-05-26
- Filing Date:
- 2011-05-26
- Accepted Time:
- 2011-05-26 17:44:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
104918 | Avista Corp | AVA | Electric & Other Services Combined (4931) | 910462470 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1174950 | D Roger Woodworth | 1411 E Mission Ave Spokane WA 99202 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-26 | 8,500 | $11.80 | 28,804 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-26 | 8,500 | $24.26 | 20,304 | No | 4 | S | Direct | |
Common Stock Held By Child, Bryce Woodworth | Disposition | 2011-05-26 | 83 | $0.00 | 0 | No | 4 | J | Indirect | held by Child |
Common Stock Held By Child, Brianne Woodworth | Disposition | 2011-05-26 | 130 | $0.00 | 0 | No | 4 | J | Indirect | held by Child |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | held by Child |
No | 4 | J | Indirect | held by Child |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Exercise of Stock Options | Disposition | 2011-05-26 | 8,500 | $24.26 | 8,500 | $11.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,500 | 2011-11-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock Held In 401(K) Investment Plan | 18,984 | Indirect | by Trustee |
Common Stock Held In Executive Deferral Account | 8,643 | Indirect | by Trustee |
Common Stock Held In Ira | 400 | Indirect | by Trustee |
Common Stock Held In Ira By Spouse | 1,000 | Indirect | by Spouse |
Common Stock Held By Child, Patrick Woodworth | 129 | Indirect | held by Child |
Footnotes
- Exercise and Sale of Option Grant expiring November 2011.
- Mr. Woodworth previously held these shares as Custodian for his son Bryce Woodworth. These shares were transferred to Bryce Woodworth who is emancipated and of majority age. Mr. Woodworth no longer claims indirect ownership of the shares.
- Mr. Woodworth previously held these shares as Custodian for his daughter Brianne Woodworth. These shares were transferred to Brianne Woodworth who is emancipated and of majority age. Mr. Woodworth no longer claims indirect ownership of the shares.
- Options vest in four equal annual installments beginning the first anniversary of the grant date. Mr. Woodworth acquired an option grant in November 2001.
- Total reflects the number of derivative securities remaining for this particular grant.