Filing Details

Accession Number:
0001235802-23-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-14 17:47:48
Reporting Period:
2023-02-10
Accepted Time:
2023-02-14 17:47:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1253176 Vapotherm Inc VAPO Surgical & Medical Instruments & Apparatus (3841) 462259298
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478716 A Lance Berry 100 Domain Drive
Exeter NH 03833
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-02-10 95,238 $1.05 134,887 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2023-02-10 95,238 $0.00 95,238 $1.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
95,238 2023-02-10 2028-02-10 No 4 P Direct
Footnotes
  1. $1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
  2. Includes 12,000 shares that will be issued over time upon the vesting and settlement of restricted stock unit awards.