Filing Details
- Accession Number:
- 0001235802-23-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-14 17:47:48
- Reporting Period:
- 2023-02-10
- Accepted Time:
- 2023-02-14 17:47:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1253176 | Vapotherm Inc | VAPO | Surgical & Medical Instruments & Apparatus (3841) | 462259298 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478716 | A Lance Berry | 100 Domain Drive Exeter NH 03833 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-02-10 | 95,238 | $1.05 | 134,887 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2023-02-10 | 95,238 | $0.00 | 95,238 | $1.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
95,238 | 2023-02-10 | 2028-02-10 | No | 4 | P | Direct |
Footnotes
- $1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
- Includes 12,000 shares that will be issued over time upon the vesting and settlement of restricted stock unit awards.