Filing Details
- Accession Number:
- 0001235802-23-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-14 17:27:00
- Reporting Period:
- 2023-02-10
- Accepted Time:
- 2023-02-14 17:27:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1253176 | Vapotherm Inc | VAPO | Surgical & Medical Instruments & Apparatus (3841) | 462259298 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1753455 | John Landry | 100 Domain Drive Exeter NH 03833 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-02-10 | 71,428 | $1.05 | 381,392 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2023-02-10 | 71,428 | $0.00 | 71,428 | $1.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
71,428 | 2023-02-10 | 2028-02-10 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,550 | Indirect | Roth IRA I |
Common Stock | 3,400 | Indirect | Roth IRA II |
Footnotes
- $1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
- Includes 60,501 shares that will be issued over time upon vesting and settlement of restricted stock unit awards, 83,095 shares held by the reporting person's Roth IRA and 1,206 shares purchased under the Vapotherm, Inc. 2018 Employee Stock Purchase Plan.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.