Filing Details
- Accession Number:
- 0001235802-23-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-14 17:09:23
- Reporting Period:
- 2023-02-10
- Accepted Time:
- 2023-02-14 17:09:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1253176 | Vapotherm Inc | VAPO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186465 | W James Liken | 100 Domain Drive Exeter NH 03833 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.000001 Par Value | Acquisiton | 2023-02-10 | 238,095 | $0.00 | 485,473 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2023-02-10 | 238,095 | $0.00 | 238,095 | $1.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 238,095 | 2023-02-10 | 2028-02-10 | No | 4 | P | Direct |
Footnotes
- $1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
- Includes 18,000 shares that will be issued over time upon the vesting and settlement of restricted stock unit awards.
Billionaire Hedge Funds
