Filing Details
- Accession Number:
- 0001235802-23-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-14 17:02:10
- Reporting Period:
- 2023-02-10
- Accepted Time:
- 2023-02-14 17:02:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1253176 | Vapotherm Inc | VAPO | Surgical & Medical Instruments & Apparatus (3841) | 462259298 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435005 | Joseph Army | 100 Domain Drive Exeter NH 03833 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-10 | 476,190 | $1.05 | 1,636,769 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2023-02-10 | 476,190 | $0.00 | 476,190 | $1.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 476,190 | 2023-02-10 | 2028-02-10 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 325,000 | Indirect | Kimberly D. Army Revocable Trust |
| Common Stock | 500 | Indirect | By Spouse |
Footnotes
- $1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
- Includes 9,233 shares that will be issued over time upon vesting pursuant to restricted stock units granted under the Vapotherm, Inc. 2018 Equity Incentive Plan, as amended from time to time.
Billionaire Hedge Funds
