Filing Details

Accession Number:
0001181431-11-032940
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-26 18:12:38
Reporting Period:
2011-05-24
Filing Date:
2011-05-26
Accepted Time:
2011-05-26 17:12:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
798955 Cost Plus Inc CPWM Retail-Home Furniture, Furnishings & Equipment Stores (5700) 941067973
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374566 Willem Mesdag 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
Yes No Yes No
1374588 Red Mountain Capital Partners Llc 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
No No No Yes
1374600 Red Mountain Capital Partners Iii, L.p. 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
No No No Yes
1374602 Red Mountain Capital Partners Ii, L.p. 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
No No No Yes
1374606 Rmcp Gp Llc 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
No No No Yes
1374607 Red Mountain Capital Management Inc 10100 Santa Monica Boulevard
Suite 925
Los Angeles CA 90067
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-24 100,000 $8.84 1,202,500 No 4 P Indirect See footnote 1 and Remark below.
Common Stock Acquisiton 2011-05-25 29,700 $9.00 1,232,200 No 4 P Indirect See footnote 1 and Remark below.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote 1 and Remark below.
No 4 P Indirect See footnote 1 and Remark below.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,656,961 Indirect See footnote 2 and Remark below.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Director Stock Option (right to buy) $4.86 2012-06-11 2017-06-11 12,000 12,000 Direct
Common Stock Director Stock Option (right to buy) $0.89 2011-03-23 2016-03-23 1,500 1,500 Direct
Common Stock Director Stock Option (right to buy) $0.85 2015-11-24 16,000 16,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-06-11 12,000 12,000 Direct
2016-03-23 1,500 1,500 Direct
2015-11-24 16,000 16,000 Direct
Footnotes
  1. These shares are held directly by Red Mountain Capital Partners II, L.P. ("RMCP II").
  2. These shares are held directly by Red Mountain Capital Partners III, L.P. ("RMCP III").
  3. Weighted average price of shares acquired on May 24, 2011.
  4. Weighted average price of shares acquired on May 25, 2011.
  5. 25% of these options will vest on each of the first, second, third and fourth anniversary of their November 24, 2008 date of grant, with the result that 100% of these options will be fully exercisable on November 24, 2012.