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Filing Details

Accession Number:: 0001209191-23-009047
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2023-02-14 14:04:24
Reporting Period:: 2023-02-08

Accepted Time:: 2023-02-14 14:04:24
Original Submission Date:: 2023-02-10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
108516	Worthington Industries Inc	WOR	Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310)	311189815

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1451048	Andrew B Rose	200 Old Wilson Bridge Road Columbus OH 43085	President & Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares	Acquisiton	2023-02-08	9,000	$31.71	505,068	No	4	M	Direct
Common Shares	Acquisiton	2023-02-08	17,000	$30.92	522,068	No	4	M	Direct
Common Shares	Disposition	2023-02-08	14,503	$59.30	507,565	No	4	S	Direct
Common Shares	Disposition	2023-02-08	3,726	$60.20	503,839	No	4	S	Direct
Common Shares	Disposition	2023-02-09	4,129	$58.43	499,710	No	4	S	Direct
Common Shares	Disposition	2023-02-09	3,611	$59.57	496,099	No	4	S	Direct
Common Shares	Disposition	2023-02-09	31	$60.04	496,068	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Non-qualified stock option (right to buy)	Disposition	2023-02-08	9,000	$0.00	9,000	$31.71
Common Shares	Non-qualified stock option (right to buy)	Disposition	2023-02-08	17,000	$0.00	17,000	$30.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-06-28	2023-06-28	No	4	M	Direct
0	2016-06-26	2025-06-26	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	10,665	Indirect	Custodian for daughter, Sydney Rose
Common Shares	10,665	Indirect	by Hannah Rose, daughter

Footnotes

Since the date of the reporting person's last ownership report, the reporting person transferred 188,338 common shares of Worthington Industries, Inc. (the "Issuer") to the reporting person's ex-spouse pursuant to a domestic relations order. In addition, the reporting person no longer has a reportable beneficial interest in 1,187 common shares of the Issuer owned by the reporting person's ex-spouse and included in the reporting person's prior ownership reports as beneficially owned indirectly. The reporting person no longer reports as beneficially owned by the reporting person any securities owned by the reporting person's ex-spouse.
The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $59.00 to $59.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.
The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $59.99 to $60.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.
The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $57.99 to $58.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.
The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $59.04 to $60.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.
The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $60.04 to $60.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/28/2015 and 6/28/2016.
This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/26/2017 and 6/26/2018.