Filing Details
- Accession Number:
- 0001437749-11-003623
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-26 18:03:24
- Reporting Period:
- 2011-05-24
- Filing Date:
- 2011-05-26
- Accepted Time:
- 2011-05-26 17:03:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389545 | Novabay Pharmaceuticals Inc. | NBY | Pharmaceutical Preparations (2834) | 680454536 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1410081 | Ramin Najafi | C/O Novabay Pharmaceuticals, Inc. 5980 Horton Street, Suite 550 Emeryville CA 94608 | Chief Executive Officer | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-24 | 800 | $1.69 | 12,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-24 | 200 | $1.67 | 12,200 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-24 | 500 | $1.72 | 12,700 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-24 | 500 | $1.74 | 13,200 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-24 | 552 | $1.73 | 13,752 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,117,500 | Indirect | By the NAJAFI Family Trust dated September 13, 2006 |