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Home > Insider Trading > Filing (0000759944-23-000010)

Filing Details

Accession Number:: 0000759944-23-000010
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-02-13 17:09:46
Reporting Period:: 2023-02-10

Accepted Time:: 2023-02-13 17:09:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
759944	Citizens Financial Group Inc	CFG	State Commercial Banks (6022)	050412693

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1339734	Kevin Cummings	C/O Citizens Financial Group, Inc. 600 Washington Blvd. Stamford CT 06901		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-02-10	90,689	$38.33	546,478	No	4	M	Direct
Common Stock	Disposition	2023-02-10	90,689	$43.00	455,789	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2023-02-10	90,689	$0.00	90,689	$38.33

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2023-04-06	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	23,737	Indirect	By IRA
Common Stock	4,254	Indirect	By 401K
Common Stock	34,179	Indirect	By Former ISBC ESOP

Footnotes

The option vested in four installments on July 22, 2019, June 23, 2020, June 23, 2021, and April 6, 2022.