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Filing Details

Accession Number:: 0001415889-23-002299
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-02-10 18:46:45
Reporting Period:: 2023-02-10

Accepted Time:: 2023-02-10 18:46:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610250	Boot Barn Holdings Inc.	BOOT	Retail-Shoe Stores (5661)	900776290

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1623534	Grant James Conroy	C/O Boot Barn Holdings, Inc. 15345 Barranca Pkwy Irvine CA 92618	President And Ceo	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-02-10	30,602	$6.15	66,303	No	4	M	Direct
Common Stock	Acquisiton	2023-02-10	26,278	$23.92	92,581	No	4	M	Direct
Common Stock	Disposition	2023-02-10	56,880	$80.95	35,701	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options	Disposition	2023-02-10	30,602	$0.00	30,602	$6.15
Common Stock	Options	Disposition	2023-02-10	26,278	$0.00	26,278	$23.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2025-06-05	No	4	M	Direct
0		2026-05-24	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	49,056	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options	$20.94	2030-05-21	29,217	29,217	Direct
Common Stock	Options	$24.08	2030-05-21	31,184	31,184	Direct
Common Stock	Options	$28.63	2029-05-20	18,880	18,880	Direct
Common Stock	Options	$28.63	2029-05-20	227,273	227,273	Direct
Common Stock	Options	$86.96	2032-05-11	86,189	86,189	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2030-05-21	29,217	29,217	Direct
2030-05-21	31,184	31,184	Direct
2029-05-20	18,880	18,880	Direct
2029-05-20	227,273	227,273	Direct
2032-05-11	86,189	86,189	Direct

Footnotes

Reflects the weighted average price of sales on February 10, 2023. The shares were sold in multiple transactions at prices ranging from $80.47 to $82.38, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of February 10, 2023 that remain subject to time-based vesting.
The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date and became fully vested on June 5, 2022.
The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date and became fully vested on May 24, 2022.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
The Options were granted under the Company's 2014 Equity Incentive Plan and will vest on May 20, 2023, subject to earlier vesting in connection with death, disability or a change in control. Vesting criteria relating to targeted trading prices have been satisfied.
The Options were granted under the Company's 2020 Equity Incentive Plan and are subject to vesting on May 12, 2025 if (i) with respect to 33% of the shares of common stock issuable upon exercise of the Options, the average closing price of the common stock on the New York Stock Exchange during any consecutive 30 trading days between May 12, 2022 and May 12, 2025 (the "Average Trading Price") equals or exceeds 150% of the exercise price, (ii) with respect to an additional 33% if the Average Trading Price equals or exceeds 175% of the exercise price and (iii) with respect to an additional 34% if the Average Trading Price equals or exceeds 200% of the exercise price, in each case, subject to earlier vesting in connection with death, disability or a change in control.