Filing Details
- Accession Number:
- 0001209191-23-008507
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-10 18:00:14
- Reporting Period:
- 2023-02-09
- Accepted Time:
- 2023-02-10 18:00:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
891482 | Full House Resorts Inc | FLL | Hotels & Motels (7011) | 133391527 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1565441 | Elaine Guidroz | C/O Full House Resorts, Inc. 1980 Festival Plaza Drive, Suite 680 Las Vegas NV 89135 | Svp Secretary, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-02-09 | 700 | $1.51 | 18,452 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-02-09 | 700 | $9.75 | 17,752 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-09 | 700 | $0.00 | 700 | $1.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,142 | 2025-05-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 608 | Indirect | By Spouse |
Footnotes
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.
- The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.