Filing Details
- Accession Number:
- 0001209191-11-031230
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-26 17:10:23
- Reporting Period:
- 2011-05-20
- Filing Date:
- 2011-05-26
- Accepted Time:
- 2011-05-26 16:10:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357137 | J Paul Bennett | 6101 Gateway Drive Cypress CA 90630 | Sr Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-20 | 5,689 | $12.58 | 58,213 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-20 | 5,000 | $26.50 | 53,213 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-20 | 689 | $26.73 | 52,524 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-24 | 200 | $12.58 | 52,724 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-24 | 200 | $26.50 | 52,524 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2011-05-20 | 5,689 | $12.58 | 5,689 | $12.58 |
Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2011-05-24 | 200 | $12.58 | 200 | $12.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
140,611 | 2005-03-24 | 2015-03-24 | No | 4 | M | Direct |
140,411 | 2005-03-24 | 2015-03-24 | No | 4 | M | Direct |