Filing Details

Accession Number:
0001607062-23-000083
Form Type:
5
Zero Holdings:
No
Publication Time:
2023-02-10 10:55:54
Reporting Period:
2022-12-31
Accepted Time:
2023-02-10 10:55:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1811109 Applied Uv Inc. AUVI () 5
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1277796 L Monica Woo 150 N. Macquesten Pkwy
Mount Vernon NY 10550
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-03-31 1,000 $1.50 12,000 No 4 P Direct
Common Stock Acquisiton 2022-12-05 500 $1.05 12,500 No 4 P Direct
Common Stock Acquisiton 2022-12-05 800 $1.05 13,300 No 4 P Direct
Common Stock Acquisiton 2022-12-06 500 $1.00 13,800 No 4 P Direct
Common Stock Acquisiton 2022-12-06 1,000 $0.99 14,800 No 4 P Direct
Common Stock Acquisiton 2022-12-06 1,000 $1.00 15,800 No 4 P Direct
Common Stock Acquisiton 2022-12-07 1,000 $0.93 16,800 No 4 P Direct
Common Stock Acquisiton 2022-12-07 1,000 $0.93 17,800 No 4 P Direct
Common Stock Acquisiton 2022-12-14 606 $0.91 18,406 No 4 P Direct
Common Stock Acquisiton 2022-12-27 1,000 $0.90 19,406 No 4 P Direct
Common Stock Disposition 2022-12-27 2,000 $0.87 17,406 No 5 S Direct
Common Stock Acquisiton 2022-12-27 2,000 $0.92 19,406 No 4 P Direct
Common Stock Acquisiton 2022-12-27 394 $0.91 19,800 No 4 P Direct
Common Stock Acquisiton 2022-12-27 1,000 $0.88 20,800 No 4 P Direct
Common Stock Acquisiton 2022-12-27 1,000 $0.88 21,800 No 4 P Direct
Common Stock Acquisiton 2022-12-27 500 $0.92 22,300 No 4 P Direct
Common Stock Disposition 2022-12-27 2,300 $0.87 20,000 No 5 S Direct
Common Stock Disposition 2022-12-27 2,300 $0.90 17,700 No 5 S Direct
Common Stock Disposition 2022-12-27 3,500 $0.88 14,200 No 5 S Direct
Common Stock Acquisiton 2022-12-30 1,000 $0.91 15,200 No 4 P Direct
Common Stock Disposition 2022-12-30 1,200 $0.92 14,000 No 5 S Direct
Common Stock Disposition 2022-12-30 1,200 $0.92 12,800 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 5 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 5 S Direct
No 5 S Direct
No 5 S Direct
No 4 P Direct
No 5 S Direct
No 5 S Direct