Filing Details
- Accession Number:
- 0001209191-23-008234
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-10 09:28:35
- Reporting Period:
- 2023-02-08
- Accepted Time:
- 2023-02-10 09:28:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108516 | Worthington Industries Inc | WOR | Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) | 311189815 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451048 | Andrew B Rose | 200 Old Wilson Bridge Road Columbus OH 43085 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2023-02-08 | 9,000 | $31.71 | 505,068 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2023-02-08 | 17,000 | $30.92 | 522,068 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2023-02-08 | 18,229 | $59.48 | 503,839 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2023-02-09 | 7,771 | $58.97 | 496,068 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Non-qualified stock option (right to buy) | Disposition | 2023-02-08 | 9,000 | $0.00 | 9,000 | $31.71 |
| Common Shares | Non-qualified stock option (right to buy) | Disposition | 2023-02-08 | 17,000 | $0.00 | 17,000 | $30.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-28 | 2023-06-28 | No | 4 | M | Direct |
| 0 | 2016-06-26 | 2025-06-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 10,665 | Indirect | Custodian for daughter, Sydney Rose |
| Common Shares | 10,665 | Indirect | by Hannah Rose, daughter |
Footnotes
- Since the date of the reporting person's last ownership report, the reporting person transferred 188,338 common shares of Worthington Industries, Inc. (the "Issuer") to the reporting person's ex-spouse pursuant to a domestic relations order. In addition, the reporting person no longer has a reportable beneficial interest in 1,187 common shares of the Issuer owned by the reporting person's ex-spouse and included in the reporting person's prior ownership reports as beneficially owned indirectly. The reporting person no longer reports as beneficially owned by the reporting person any securities owned by the reporting person's ex-spouse.
- The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $59.00 to $60.36, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.
- The price reported is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $57.99 to $60.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the range set forth.
- This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/28/2015 and 6/28/2016.
- This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/26/2017 and 6/26/2018.
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