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Filing Details

Accession Number:: 0001127602-23-004087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-02-08 20:23:03
Reporting Period:: 2023-02-07

Accepted Time:: 2023-02-08 20:23:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1745916	Pennymac Financial Services Inc.	PFSI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1571945	Richard Steven Bailey	C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361	Chief Servicing Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-02-07	4,317	$22.92	41,457	No	4	M	Direct
Common Stock	Disposition	2023-02-07	4,317	$66.27	37,140	No	4	S	Direct
Common Stock	Disposition	2023-02-07	25,226	$66.27	11,914	No	4	S	Direct
Common Stock	Acquisiton	2023-02-08	3,520	$22.92	15,434	No	4	M	Direct
Common Stock	Disposition	2023-02-08	3,520	$66.33	11,914	No	4	S	Direct
Common Stock	Acquisiton	2023-02-08	15,403	$35.03	27,317	No	4	M	Direct
Common Stock	Disposition	2023-02-08	15,403	$66.33	11,914	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonstatutory Stock Option (Right to Buy)	Disposition	2023-02-07	4,317	$0.00	4,317	$22.92
Common Stock	Nonstatutory Stock Option (Right to Buy)	Disposition	2023-02-08	3,520	$0.00	3,520	$22.92
Common Stock	Nonstatutory Stock Option (Right to Buy)	Disposition	2023-02-08	15,403	$0.00	15,403	$35.03

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,520	2020-03-15	2029-03-14	No	4	M	Direct
0	2020-03-15	2029-03-14	No	4	M	Direct
7,702	2021-02-26	2030-02-25	No	4	M	Direct

Footnotes

The reported amount consists of 11,914 restricted stock units and 29,543 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The price reported is the weighted average price of multiple transactions ranging from $65.80 to $66.62. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
The reported amount consists of 11,914 restricted stock units and 25,226 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The reported amount consists of 11,914 restricted stock units. These restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The reported amount consists of 11,914 restricted stock units and 3,520 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The price reported is the weighted average price of multiple transactions ranging from $65.52 to $66.51. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
The price reported is the weighted average price of multiple transactions ranging from $66.52 to $66.87. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
The reported amount consists of 11,914 restricted stock units. These restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The reported amount consists of 11,914 restricted stock units and 15,403 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
The reported amount consists of 11,914 restricted stock units. These restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.