Filing Details
- Accession Number:
- 0001127602-23-004082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-08 19:04:34
- Reporting Period:
- 2023-02-07
- Accepted Time:
- 2023-02-08 19:04:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1053352 | Heritage Commerce Corp | HTBK | State Commercial Banks (6022) | 770469558 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1788876 | G. Stephen Heitel | 224 Airport Parkway San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Disposition | 2023-02-07 | 20,000 | $12.49 | 22,623 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, No Par Value | 48,308 | Indirect | Indirect by IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Heritage Commerce Corp - Common Stock | Employee Stock Option (right to buy) | $3.98 | 2019-10-11 | 2024-01-30 | 61,750 | 61,750 | Direct |
Heritage Commerce Corp - Common Stock | Employee Stock Option (right to buy) | $4.92 | 2019-10-11 | 2025-01-29 | 61,749 | 61,749 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-01-30 | 61,750 | 61,750 | Direct |
2025-01-29 | 61,749 | 61,749 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.4300 to $12.5400, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.