Filing Details

Accession Number:
0001594628-23-000006
Form Type:
5
Zero Holdings:
No
Publication Time:
2023-02-08 16:48:46
Reporting Period:
2022-12-31
Accepted Time:
2023-02-08 16:48:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
791963 Oppenheimer Holdings Inc OPY Security Brokers, Dealers & Flotation Companies (6211) 980080034
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1594628 S Robert Lowenthal Oppenheimer Holdings Inc.
85 Broad Street
New York NY 10004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Non-Voting Common Stock Acquisiton 2022-02-25 14 $43.14 4,060 No 5 P Indirect Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock Acquisiton 2022-05-27 17 $35.46 4,077 No 5 P Indirect Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock Acquisiton 2022-08-26 17 $36.76 4,094 No 5 P Indirect Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock Acquisiton 2022-11-25 15 $41.18 4,109 No 5 P Indirect Held in the Oppenheimer & Co. Inc. 401k Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Indirect Held in the Oppenheimer & Co. Inc. 401k Plan
No 5 P Indirect Held in the Oppenheimer & Co. Inc. 401k Plan
No 5 P Indirect Held in the Oppenheimer & Co. Inc. 401k Plan
No 5 P Indirect Held in the Oppenheimer & Co. Inc. 401k Plan
Footnotes
  1. The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.