Filing Details
- Accession Number:
- 0001594628-23-000006
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2023-02-08 16:48:46
- Reporting Period:
- 2022-12-31
- Accepted Time:
- 2023-02-08 16:48:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791963 | Oppenheimer Holdings Inc | OPY | Security Brokers, Dealers & Flotation Companies (6211) | 980080034 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1594628 | S Robert Lowenthal | Oppenheimer Holdings Inc. 85 Broad Street New York NY 10004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Non-Voting Common Stock | Acquisiton | 2022-02-25 | 14 | $43.14 | 4,060 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
Class A Non-Voting Common Stock | Acquisiton | 2022-05-27 | 17 | $35.46 | 4,077 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
Class A Non-Voting Common Stock | Acquisiton | 2022-08-26 | 17 | $36.76 | 4,094 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
Class A Non-Voting Common Stock | Acquisiton | 2022-11-25 | 15 | $41.18 | 4,109 | No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
No | 5 | P | Indirect | Held in the Oppenheimer & Co. Inc. 401k Plan |
Footnotes
- The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.