Home > Insider Trading > Filing (0001062993-23-002408)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1781335	Otis Worldwide Corp	OTIS	Electronic & Other Electrical Equipment (No Computer Equip) (3600)	833789412

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1807121	E. Nora Lafreniere	1 Carrier Place Farmington CT 06032	Evp, General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-02-03	19,049	$59.53	31,425	No	4	M	Direct
Common Stock	Disposition	2023-02-03	13,535	$83.77	17,890	No	4	F	Direct
Common Stock	Disposition	2023-02-03	5,514	$83.85	12,376	No	4	S	Direct
Common Stock	Disposition	2023-02-03	6,000	$83.81	6,376	No	4	S	Direct
Common Stock	Acquisiton	2023-02-03	1,454	$0.00	7,830	No	4	M	Direct
Common Stock	Disposition	2023-02-03	457	$84.73	7,373	No	4	F	Direct
Common Stock	Acquisiton	2023-02-04	8,496	$0.00	15,869	No	4	M	Direct
Common Stock	Disposition	2023-02-04	3,005	$84.73	12,864	No	4	F	Direct
Common Stock	Acquisiton	2023-02-05	1,845	$0.00	14,709	No	4	M	Direct
Common Stock	Disposition	2023-02-05	829	$84.73	13,880	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2023-02-03	1,454	$0.00	1,454	$0.00
Common Stock	Stock Appreciation Rights	Disposition	2023-02-03	19,049	$0.00	19,049	$59.53
Common Stock	Restricted Stock Units	Disposition	2023-02-04	8,496	$0.00	8,496	$0.00
Common Stock	Restricted Stock Units	Disposition	2023-02-05	1,845	$0.00	1,845	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2023-02-07	4,607	$0.00	4,607	$0.00
Common Stock	Stock Appreciation Rights	Acquisiton	2023-02-07	15,730	$0.00	15,730	$83.63

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,917			No	4	M	Direct
0	2017-01-02	2024-01-01	No	4	M	Direct
0			No	4	M	Direct
1,686			No	4	M	Direct
4,607			No	4	A	Direct
15,730		2033-02-06	No	4	A	Direct

Footnotes

Restricted stock units (RSUs) convert into common stock on a one for one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
On February 3, 2022, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.
The reporting person was granted RSUs by our former parent on February 4, 2020. These were converted into issuer RSUs that fully vested on the Transaction Date.
On February 5, 2021, the reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.
RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date.