Filing Details
- Accession Number:
- 0001062993-23-002399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-07 18:16:21
- Reporting Period:
- 2023-02-03
- Accepted Time:
- 2023-02-07 18:16:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 923738 | R. Charles Schwab | 3000 Schwab Way Westlake TX 76262 | Co-Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-02-03 | 129,030 | $79.76 | 30,982,426 | No | 4 | S | Indirect | by Limited Partnership |
| Common Stock | Disposition | 2023-02-06 | 125,780 | $80.10 | 30,856,646 | No | 4 | S | Indirect | by Limited Partnership |
| Common Stock | Disposition | 2023-02-06 | 62,890 | $80.02 | 60,160,509 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by Limited Partnership |
| No | 4 | S | Indirect | by Limited Partnership |
| No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 44,025 | Indirect | by 188 Corp |
| Common Stock | 9,216,012 | Indirect | by Spouse as Trustee |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $79.33 to $80.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $79.81 to $80.48. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $79.815 to $80.225. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
