Filing Details
- Accession Number:
- 0001593968-23-000282
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-07 17:47:44
- Reporting Period:
- 2023-02-06
- Accepted Time:
- 2023-02-07 17:47:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1786773 | J. Donald Spring | 1201 Network Centre Drive Effingham IL 62401 | Chief Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred Depositary Shares | Acquisiton | 2023-02-06 | 127 | $25.85 | 127 | No | 4 | P | Direct | |
| Series A Preferred Depositary Shares | Acquisiton | 2023-02-07 | 673 | $25.85 | 800 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,426 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $21.00 | 2024-12-14 | 2,349 | 2,349 | Direct | |
| Common Stock | Option (right to buy) | $23.00 | 2025-11-03 | 3,031 | 3,031 | Direct | |
| Common Stock | Option (right to buy) | $28.59 | 2026-11-16 | 1,403 | 1,403 | Direct | |
| Common Stock | Option (right to buy) | $28.43 | 2032-10-31 | 5,198 | 5,198 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-12-14 | 2,349 | 2,349 | Direct |
| 2025-11-03 | 3,031 | 3,031 | Direct |
| 2026-11-16 | 1,403 | 1,403 | Direct |
| 2032-10-31 | 5,198 | 5,198 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.83 - $25.85 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.
- These options vest in four equal annual installments beginning one year after the date of grant.
- These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant.
Billionaire Hedge Funds
