Filing Details
- Accession Number:
- 0001209191-23-007550
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-07 16:44:58
- Reporting Period:
- 2023-02-03
- Accepted Time:
- 2023-02-07 16:44:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819928 | Doubleverify Holdings Inc. | DV | Services-Computer Programming, Data Processing, Etc. (7370) | 822714562 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1854086 | T Nicola Allais | C/O Doubleverify Holdings, Inc. 462 Broadway New York NY 10013 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-03 | 39,393 | $2.01 | 93,485 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-03 | 12,904 | $27.98 | 80,581 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-02-03 | 26,489 | $28.26 | 54,092 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-02-06 | 8,817 | $2.01 | 62,909 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-06 | 8,817 | $28.11 | 54,092 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Rights to Buy) | Disposition | 2023-02-03 | 39,393 | $0.00 | 39,393 | $2.01 |
| Common Stock | Options (Rights to Buy) | Disposition | 2023-02-06 | 8,817 | $0.00 | 8,817 | $2.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 652,959 | 2028-01-04 | No | 4 | M | Direct | |
| 644,142 | 2028-01-04 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and accepted by the issuer on August 12, 2022.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.14 to $28.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.14 to $28.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.48 to $28.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Represents non-qualified stock options granted on January 4, 2018, 25% of which vested on November 6, 2018 and the remainder of which vested at a rate of 6.25% per quarter thereafter, subject to Mr. Allais's continued employment. The options fully vested on November 6, 2021.
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