Filing Details
- Accession Number:
- 0001209191-23-007386
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-06 20:01:46
- Reporting Period:
- 2023-02-02
- Accepted Time:
- 2023-02-06 20:01:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1699838 | Confluent Inc. | CFLT | Services-Prepackaged Software (7372) | 471824387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1868796 | Lara Caimi | C/O Confluent, Inc. 899 W. Evelyn Avenue Mountain View CA 94041 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-02-02 | 15,065 | $0.00 | 22,753 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2023-02-02 | 15,065 | $25.00 | 7,688 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2023-02-02 | 15,065 | $0.00 | 15,065 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
286,232 | No | 4 | C | Direct |
Footnotes
- Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
- Shares sold pursuant to a 10b5-1 trading plan.