Filing Details
- Accession Number:
- 0001209191-23-007310
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-02-06 16:43:47
- Reporting Period:
- 2021-08-19
- Accepted Time:
- 2023-02-06 16:43:47
- Original Submission Date:
- 2021-08-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1237831 | Globus Medical Inc | GMED | Surgical & Medical Instruments & Apparatus (3841) | 043744954 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1752014 | W Keith Pfeil | Valley Forge Business Center 2560 General Armistead Avenue Audubon PA 19403 | Svp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-08-19 | 833 | $49.65 | 833 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-08-19 | 833 | $76.13 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy Class A Common Stock) | Disposition | 2021-08-19 | 833 | $0.00 | 833 | $49.65 |
Class A Common Stock | Stock Option (Right to Buy Class A Common Stock) | Disposition | 2021-08-19 | 0 | $0.00 | 0 | $53.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
20,000 | 2029-09-03 | No | 4 | M | Direct | |
24,167 | 2030-01-22 | No | 4 | M | Direct |
Footnotes
- The original Form 4, filed on August 23, 2021, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a sale that occurred on August 19, 2021 at an exercise price of $53.27 when in fact such options were exercised at a price of $49.65.
- This sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person.
- These options were granted on September 3, 2019 and are fully vested.
- The original Form 4, filed on August 23, 2021, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a transaction that occurred on August 19, 2021 as exercising a total of 833 options granted on January 22, 2020 when in fact such options were granted on September 3, 2019. As a result of this administrative error, the number of derivative securities beneficially owned by the reporting person following the corrected transaction reflects an increase by 833 in the number of options granted in 2020 and a decrease by 833 in the number of options granted in 2019.
- These options were granted on January 22, 2020, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2021, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.