Filing Details

Accession Number:
0001209191-23-007310
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2023-02-06 16:43:47
Reporting Period:
2021-08-19
Accepted Time:
2023-02-06 16:43:47
Original Submission Date:
2021-08-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1237831 Globus Medical Inc GMED Surgical & Medical Instruments & Apparatus (3841) 043744954
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1752014 W Keith Pfeil Valley Forge Business Center
2560 General Armistead Avenue
Audubon PA 19403
Svp, Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-08-19 833 $49.65 833 No 4 M Direct
Class A Common Stock Disposition 2021-08-19 833 $76.13 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Disposition 2021-08-19 833 $0.00 833 $49.65
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Disposition 2021-08-19 0 $0.00 0 $53.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2029-09-03 No 4 M Direct
24,167 2030-01-22 No 4 M Direct
Footnotes
  1. The original Form 4, filed on August 23, 2021, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a sale that occurred on August 19, 2021 at an exercise price of $53.27 when in fact such options were exercised at a price of $49.65.
  2. This sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person.
  3. These options were granted on September 3, 2019 and are fully vested.
  4. The original Form 4, filed on August 23, 2021, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported a transaction that occurred on August 19, 2021 as exercising a total of 833 options granted on January 22, 2020 when in fact such options were granted on September 3, 2019. As a result of this administrative error, the number of derivative securities beneficially owned by the reporting person following the corrected transaction reflects an increase by 833 in the number of options granted in 2020 and a decrease by 833 in the number of options granted in 2019.
  5. These options were granted on January 22, 2020, and vest over a four-year period with one-fourth (1/4) of the options granted vesting on January 1, 2021, the first anniversary of the vesting commencement date, and the balance of the options granted vesting ratably on a monthly basis over the following 36 months.