Filing Details
- Accession Number:
- 0001209191-23-007199
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-03 20:55:06
- Reporting Period:
- 2023-02-01
- Accepted Time:
- 2023-02-03 20:55:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1642545 | Shockwave Medical Inc. | SWAV | Surgical & Medical Instruments & Apparatus (3841) | 270494101 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1911088 | Trinh Phung | C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054 | Vp, Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-01 | 3,529 | $0.00 | 28,681 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2023-02-02 | 2,000 | $188.26 | 26,681 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-02-03 | 941 | $187.23 | 25,740 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- The reported total includes an aggregate 89 shares the Reporting Person has acquired since her Form 4 report filed on August 29, 2022 in exempt transactions through automatic payroll deduction and purchase features of the Issuers Employee Stock Purchase Plan, which is a qualified tax-conditioned plan pursuant to Section 423 of the Internal Revenue Code.
- All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 1/1/2023.
Billionaire Hedge Funds
