Filing Details
- Accession Number:
- 0001580808-23-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-03 19:48:52
- Reporting Period:
- 2023-02-02
- Accepted Time:
- 2023-02-03 19:48:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580808 | A10 Networks Inc. | ATEN | Computer Communications Equipment (3576) | 201446869 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1826095 | Brian Becker | 2300 Orchard Parkway San Jose CA 95131 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-02-02 | 7,307 | $0.00 | 62,182 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-02-02 | 1,287 | $15.83 | 60,895 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance-based Restricted Stock Units | Disposition | 2023-02-02 | 7,307 | $0.00 | 7,307 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,613 | 2026-01-25 | No | 4 | M | Direct |
Footnotes
- Performance-Based Restricted Stock Units were previously reported on January 27, 2022, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day trading period between January 25, 2022 and January 25, 2026. The first achievement date occurred on January 23, 2023, as certified by the compensation committee of ATEN, resulting in 7,307 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest as to one-third (1/3) on February 13, 2023 and an additional one-third (1/3) to vest on the each of the first and second anniversaries of January 23, 2023, subject to continued employment.
- Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.