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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1820302	Bakkt Holdings Inc.	BKKT	Finance Services (6199)	981550750

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1871512	Constantine Gavin Michael	C/O Bakkt Holdings, Inc. 10000 Avalon Blvd., Suite 1000 Alpharetta GA 30009	Ceo And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2023-02-01	340,002	$1.59	2,446,547	No	4	S	Direct
Class A Common Stock	Disposition	2023-02-03	307,580	$2.00	2,138,967	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	F	Direct

Footnotes

The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/30/2022.
Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.52 to $1.70, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Includes 2,099,489 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.
In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023.