Filing Details
- Accession Number:
- 0001515156-23-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-03 18:50:28
- Reporting Period:
- 2023-02-01
- Accepted Time:
- 2023-02-03 18:50:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1515156 | Advanced Emissions Solutions Inc. | ADES | Miscellaneous Chemical Products (2890) | 275472457 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1963363 | Alexander Julian Mcintyre | C/O Advanced Emissions Solutions, Inc. 8051 E. Maplewood Avenue, Suite 210 Greenwood Village CO 80111 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-01 | 1,197,124 | $4.00 | 1,197,124 | No | 4 | P | Indirect | By Allard Services Limited |
| Common Stock | Acquisiton | 2023-02-01 | 6,526 | $4.00 | 6,526 | No | 4 | P | Indirect | By Stannard Limited |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Allard Services Limited |
| No | 4 | P | Indirect | By Stannard Limited |
Footnotes
- The shares reported on this row are held by Allard Services Limited. Julian McIntyre, a Director of the Issuer, controls Allard Services Limited and therefore is an indirect beneficial owner of the securities reported herein.
- The shares reported on this row are held by Stannard Limited. Mr. McIntyre's spouse controls Stannard Limited and therefore Mr. McIntyre may be deemed to be an indirect beneficial owner of the securities reported herein.
Billionaire Hedge Funds
