Filing Details
- Accession Number:
- 0001127602-23-003431
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-03 17:33:05
- Reporting Period:
- 2023-02-02
- Accepted Time:
- 2023-02-03 17:33:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91440 | Snap-On Inc | SNA | Cutlery, Handtools & General Hardware (3420) | 390622040 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1320928 | J Thomas Ward | Snap-On Incorporated 2801 80Th Street Kenosha WI 53143 | Sr Vp & President - Rs&I Group | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-02-02 | 28,646 | $161.18 | 75,235 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2023-02-02 | 8,583 | $155.92 | 83,818 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2023-02-02 | 8,583 | $155.34 | 92,401 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-02-02 | 19,536 | $255.13 | 72,865 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-02-02 | 7,137 | $256.46 | 65,728 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-02-02 | 16,237 | $257.37 | 49,491 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-02-02 | 2,902 | $258.64 | 46,589 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2023-02-02 | 28,646 | $0.00 | 28,646 | $161.18 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2023-02-02 | 8,583 | $0.00 | 8,583 | $155.92 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2023-02-02 | 8,583 | $0.00 | 8,583 | $155.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2028-02-15 | No | 4 | M | Direct | |
0 | 2029-02-14 | No | 4 | M | Direct | |
8,583 | 2021-02-13 | 2030-02-13 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $168.70 | 2027-02-09 | 42,000 | 42,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $189.89 | 2022-02-11 | 2031-02-11 | 15,275 | 15,275 | Direct |
Common Stock | Stock Option (Right to Buy) | $211.67 | 2023-02-10 | 2032-02-10 | 11,468 | 11,468 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2024-02-11 | 2024-02-11 | 2,381 | 2,381 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2025-02-10 | 2025-02-10 | 1,960 | 1,960 | Direct |
Common Stock | Performance Units | $0.00 | 2,947 | 2,947 | Direct | ||
Common Stock | Performance Units | $0.00 | 4,764 | 4,764 | Direct | ||
Common Stock | Performance Units | $0.00 | 3,921 | 3,921 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-02-09 | 42,000 | 42,000 | Direct |
2031-02-11 | 15,275 | 15,275 | Direct |
2032-02-10 | 11,468 | 11,468 | Direct |
2024-02-11 | 2,381 | 2,381 | Direct |
2025-02-10 | 1,960 | 1,960 | Direct |
2,947 | 2,947 | Direct | |
4,764 | 4,764 | Direct | |
3,921 | 3,921 | Direct |
Footnotes
- The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.
- Includes 0.0388 shares acquired under a dividend reinvestment plan.
- This transaction was executed in multiple trades at prices ranging from $254.90 to $255.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- This transaction was executed in multiple trades at prices ranging from $255.91 to $256.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- This transaction was executed in multiple trades at prices ranging from $256.91 to $257.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- This transaction was executed in multiple trades at prices ranging from $258.25 to $258.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Option fully vested.
- Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
- Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
- 1 for 1.
- The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
- If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
- If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
- If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.