Home > Insider Trading > Filing (0001209191-23-007100)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1720671	Hashicorp Inc.	HCP	Services-Computer Programming Services (7371)	320410665

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1894706	Navam Welihinda	C/O Hashicorp, Inc. 101 Second Street, Suite 700 San Francisco CA 94105	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2023-02-02	50,000	$0.00	57,851	No	4	C	Direct
Class A Common Stock	Disposition	2023-02-02	50,000	$30.01	7,851	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Acquisiton	2023-02-01	136,152	$0.00	136,152	$0.00
Class B Common Stock	Employee Stock Option (right to buy)	Disposition	2023-02-02	50,000	$0.00	50,000	$5.32
Class A Common Stock	Class B Common Stock	Acquisiton	2023-02-02	50,000	$0.00	50,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-02-02	50,000	$0.00	50,000	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
136,152		No	4	A	Direct
62,169	2029-04-23	No	4	M	Direct
230,028		No	4	M	Direct
180,028		No	4	C	Direct

Footnotes

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 21, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
The shares underlying the option vested as to 25% of the total shares on February 27, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.