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Filing Details

Accession Number:: 0001209191-23-007089
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-02-03 17:25:14
Reporting Period:: 2023-02-01

Accepted Time:: 2023-02-03 17:25:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1720671	Hashicorp Inc.	HCP	Services-Computer Programming Services (7371)	320410665

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1894717	Armon Dadgar	C/O Hashicorp, Inc. 101 Second Street, Suite 700 San Francisco CA 94105	Chief Technology Officer,	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2023-02-01	23,820	$31.94	1,838,180	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2023-02-01	12,091	$33.34	1,826,089	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2023-02-01	2,089	$33.76	1,824,000	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2023-02-02	5,840	$0.00	75,840	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2023-02-02	5,840	$35.02	70,000	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units	Acquisiton	2023-02-01	143,318	$0.00	143,318	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-02-02	5,840	$0.00	5,840	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
143,318			No	4	A	Direct
633,448			No	4	D	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	22,669	Direct
Class A Common Stock	281,994	Indirect	See footnote

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 6, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.64 to $32.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (9) to this Form 4.
The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.64 to $33.63, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.64 to $33.88, inclusive.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held of record by Black Swan III, LLC which the reporting person controls.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 12, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.13, inclusive.
The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
The RSUs vest in 16 equal quarterly installments beginning on June 20, 2023.