Filing Details
- Accession Number:
- 0001209191-23-007041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-03 17:11:41
- Reporting Period:
- 2023-02-01
- Accepted Time:
- 2023-02-03 17:11:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1601830 | Recursion Pharmaceuticals Inc. | RXRX | Biological Products, (No Disgnostic Substances) (2836) | 464099738 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1856369 | Christopher Gibson | C/O Recursion Pharmaceuticals 41 S. Rio Grande Street Salt Lake City UT 84101 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-02-01 | 406,800 | $0.00 | 932,605 | No | 4 | A | Direct | |
| Class A Common Stock | Acquisiton | 2023-02-01 | 11,050 | $0.00 | 943,655 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2023-02-01 | 1,382 | $8.55 | 942,273 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2023-02-02 | 18,500 | $0.00 | 960,773 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2023-02-02 | 18,500 | $9.22 | 942,273 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-02-02 | 500 | $0.00 | 500 | No | 4 | C | Indirect | by LAHWRAN-3 LLC |
| Class A Common Stock | Disposition | 2023-02-02 | 500 | $9.21 | 0 | No | 4 | S | Indirect | by LAHWRAN-3 LLC |
| Class A Common Stock | Acquisiton | 2023-02-02 | 1,000 | $0.00 | 1,000 | No | 4 | C | Indirect | by LAHWRAN-4 LLC |
| Class A Common Stock | Disposition | 2023-02-02 | 1,000 | $9.21 | 0 | No | 4 | S | Indirect | by LAHWRAN-4 LLC |
| Class A Common Stock | Acquisiton | 2023-02-02 | 1,000 | $0.00 | 1,000 | No | 4 | C | Indirect | by Gibson Family Trust |
| Class A Common Stock | Disposition | 2023-02-02 | 1,000 | $9.20 | 0 | No | 4 | S | Indirect | by Gibson Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Indirect | by LAHWRAN-3 LLC |
| No | 4 | S | Indirect | by LAHWRAN-3 LLC |
| No | 4 | C | Indirect | by LAHWRAN-4 LLC |
| No | 4 | S | Indirect | by LAHWRAN-4 LLC |
| No | 4 | C | Indirect | by Gibson Family Trust |
| No | 4 | S | Indirect | by Gibson Family Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Acquisiton | 2023-02-01 | 813,600 | $0.00 | 813,600 | $8.55 |
| Class A Common Stock | Class B Common Stock | Disposition | 2023-02-02 | 18,500 | $0.00 | 18,500 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2023-02-02 | 500 | $0.00 | 500 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2023-02-02 | 1,000 | $0.00 | 1,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2023-02-02 | 1,000 | $0.00 | 1,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 813,600 | 2033-02-01 | No | 4 | A | Direct | |
| 6,640,334 | No | 4 | C | Direct | ||
| 539,500 | No | 4 | C | Indirect | ||
| 529,000 | No | 4 | C | Indirect | ||
| 125,875 | No | 4 | C | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | $11.40 | 2022-02-04 | 2032-02-04 | 0 | 5,436 | Direct |
| Class A Common Stock | Stock Option (Right to Buy) | $11.40 | 2032-02-04 | 0 | 416,350 | Direct | |
| Class A Common Stock | Stock Option (Right to Buy) | $2.48 | 2030-12-30 | 0 | 781,250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2032-02-04 | 0 | 5,436 | Direct |
| 2032-02-04 | 0 | 416,350 | Direct |
| 2030-12-30 | 0 | 781,250 | Direct |
Footnotes
- This RSU vests as to one one-sixteenth (1/16th) of the units subject the RSU on May 15, 2023 and every three months thereafter.
- This RSU vested immediately upon the grant date.
- Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock units.
- Transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Represents the conversion of Class B Common Stock into Class A Common Stock.
- This transaction was executed in multiple trades at prices ranging from $8.63 to $9.61. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- The shares are held by LAHWRAN-3 LLC, of which the Reporting Person is a member and a manager.
- This transaction was executed in multiple trades at prices ranging from $8.63 to $9.56. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- The shares are held by LAHWRAN-4 LLC, of which the Reporting Person is a member and a manager.
- This transaction was executed in multiple trades at prices ranging from $8.66 to $9.52 The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- The shares are held by the Gibson Family Trust, of which the Reporting Person serves as Trustee.
- This transaction was executed in multiple trades at prices ranging from $8.64 to $9.52. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- The option vests as to one forty-eighth (1/48th) of the shares subject to the option on March 1, 2023, and one forty-eighth (1/48th) of the shares subject to the option will vest each month thereafter.
- The option vests as to one forty-eighth (1/48th) of the shares subject to the option on March 1, 2022, and one forty-eighth (1/48th) of the shares subject to the option will vest each month thereafter.
- The option, originally for 1,500,000 shares, vested as to one forty-eighth (1/48th) of the shares subject to the option on January 31, 2021, and one forty-eighth (1/48th) of the shares subject to the option shall vest each month thereafter.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
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