Filing Details
- Accession Number:
- 0001567619-23-001732
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-02 18:53:03
- Reporting Period:
- 2023-01-31
- Accepted Time:
- 2023-02-02 18:53:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616533 | Smart Global Holdings Inc. | SGH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232019 | Penny Herscher | C/O Smart Global Holdings, Inc. 39870 Eureka Drive Newark CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2022-10-06 | 3,236 | $0.00 | 2,248 | No | 5 | G | Direct | |
| Ordinary Shares | Acquisiton | 2022-10-06 | 3,236 | $0.00 | 3,236 | No | 5 | G | Indirect | By Family Trust |
| Ordinary Shares | Disposition | 2023-01-31 | 900 | $16.67 | 1,348 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2023-02-02 | 1,348 | $0.00 | 0 | No | 5 | G | Direct | |
| Ordinary Shares | Acquisiton | 2023-02-02 | 1,348 | $0.00 | 4,584 | No | 5 | G | Indirect | By Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Family Trust |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Family Trust |
Footnotes
- The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.
- Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the Reporting Person and her spouse serve as co-trustees.
Billionaire Hedge Funds
