Filing Details

Accession Number:
0001403256-23-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-02-02 18:03:56
Reporting Period:
2023-01-31
Accepted Time:
2023-02-02 18:03:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403256 Sculptor Capital Management Inc. SCU Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661565 Wayne Cohen C/O Sculptor Capital Management
9 West 57Th Street
New York NY 10019
President And Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2023-02-01 7,395 $9.24 526,088 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Shares Class A Restricted Share Units Acquisiton 2023-01-31 42,041 $0.00 42,041 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,041 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Shares Class A Restricted Share Units $0.00 92,117 92,117 Direct
Class A Shares Class A Restricted Share Units $0.00 10,488 10,488 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
92,117 92,117 Direct
10,488 10,488 Direct
Footnotes
  1. The Class A Shares were sold at prices ranging from $8.98 to $9.56. Upon request the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold at each separate price.
  2. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
  3. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2023. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024, January 1, 2025 and January 1, 2026.
  4. Each Class A Restricted Share Unit represents a right to receive the cash value of one of the Issuer's Class A Shares upon the vesting date.
  5. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2022. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2024 and January 1, 2025.
  6. The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2024.