Filing Details
- Accession Number:
- 0001209191-23-005990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-02-01 18:19:13
- Reporting Period:
- 2023-01-30
- Accepted Time:
- 2023-02-01 18:19:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 891482 | Full House Resorts Inc | FLL | Hotels & Motels (7011) | 133391527 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1565441 | Elaine Guidroz | C/O Full House Resorts, Inc. 1980 Festival Plaza Drive, Suite 680 Las Vegas NV 89135 | Svp Secretary, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-01-30 | 854 | $1.51 | 18,298 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-01-30 | 700 | $9.06 | 17,598 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-02-01 | 854 | $1.51 | 18,452 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-02-01 | 700 | $8.75 | 17,752 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-01-30 | 854 | $0.00 | 854 | $1.51 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-02-01 | 854 | $0.00 | 854 | $1.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,396 | 2025-05-05 | No | 4 | M | Direct | |
| 26,542 | 2025-05-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 608 | Indirect | By Spouse |
Footnotes
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2022.
- The stock option vested in three equal annual installments on May 5, 2016, 2017 and 2018.
Billionaire Hedge Funds
