Filing Details
- Accession Number:
- 0001140361-11-029820
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-25 17:28:49
- Reporting Period:
- 2011-01-27
- Filing Date:
- 2011-05-25
- Accepted Time:
- 2011-05-25 16:28:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120792 | Nfinanse Inc. | NFSE | Short-Term Business Credit Institutions (6153) | 651071956 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1375337 | Paul Raymond Springer | 3923 Coconut Palm Drive Suite 107 Tampa FL 33619 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series E Preferred Stock | Acquisiton | 2011-04-01 | 10,000 | $1.50 | 20,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-01-27 | 900,000 | $0.00 | 900,000 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,300,000 | 2011-04-27 | 2021-01-27 | No | 4 | A | Direct |
Footnotes
- This represents stock options granted per the Incentive Stock Option Grant dated January 27, 2011, which subsequently received stockholder approval at the Annual Meeting held on May 25, 2011.
- These options vest as follows: Quarterly beginning on April 27, 2011 for ten (10) quarters (thirty calendar months) until the shares are fully exercisable.
- Not applicable.